Tribal Trading

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Tribal Trading

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Terms of Service Effective Date: Aug 1, 2025. 1. Acceptance of Terms By using our website or services, you agree to comply with and be bound by these Terms and our Privacy Policy. If you do not agree, do not use the site. 2. Eligibility You must be the age of majority in your jurisdiction and legally able to form binding contracts. ________________________________________ 3. Modifications We may update these Terms at any time. Continued use after changes constitutes acceptance. ________________________________________ 4. No Investment Advice We do not provide investment, financial, or legal advice. Content is for informational purposes only and should not be relied upon for trading or investment decisions. ________________________________________ 5. User Accounts and Security • You're responsible for safeguarding your account credentials. • You must notify us of unauthorized use. • We may disable or suspend accounts for violations. ________________________________________ 6. Permitted Use • Use the site only for lawful, personal, non-commercial purposes. • Do not attempt to hack, scrape, spam, reverse-engineer, or disrupt our site. • Do not submit false, illegal, or offensive content. ________________________________________ 7. User-Generated Content • You are responsible for your submissions. • We may moderate, remove, or refuse any content at our sole discretion. • We do not guarantee the accuracy or reliability of user posts. ________________________________________ 8. Intellectual Property • All site content (excluding user content) is owned by us or licensed to us. • You may not copy, reproduce, or distribute any material without our permission. ________________________________________ 9. Third-Party Links We are not responsible for third-party websites or their content. ________________________________________ 10. Disclaimers Use the website as-is. We make no guarantees about the accuracy, availability, or reliability of the content. ________________________________________ 11. Limitation of Liability We are not liable for any direct, indirect, incidental, or consequential damages arising from your use of the site. ________________________________________ 12. Indemnification You agree to indemnify us from any claims, losses, or damages arising from your use of the website or your content. ________________________________________ 13. Governing Law These Terms are governed by the laws of [Alberta, Canada]. Any disputes shall be handled exclusively in the courts of that jurisdiction. ________________________________________ 14. Contact For questions or reports of misuse: tribaltrading69@gmail.com
Privacy Policy Effective Date: Aug 1, 2025. This Privacy Policy explains how Tribal Trading ("we", "our", or "us") collects, uses, stores, and protects your personal information when you use our website or services. ________________________________________ 1. What We Collect We may collect the following information: • Your name, email address, and any info you submit when signing up or contacting us • Usage data (such as your IP address, browser type, device info, and pages visited) • Stock ticker preferences or activity (if linked to your account) • Cookies and similar tracking data (you can control this via browser settings) ________________________________________ 2. How We Use It We use your data to: • Provide and improve the website and user experience • Enable account features and personalize content • Respond to user inquiries or support requests • Analyze website usage to improve performance • Send optional alerts or updates (you can opt out) ________________________________________ 3. Sharing of Information We do not sell your personal information. We may share data with trusted service providers (e.g. analytics tools, authentication providers) who are bound by confidentiality agreements. We may also disclose information if legally required (e.g. by law enforcement). ________________________________________ 4. Data Security We take reasonable steps to protect your data using encryption and secure hosting. However, no internet transmission is 100% secure. ________________________________________ 5. Your Rights You can: • Request access to the personal data we hold about you • Ask us to correct or delete your data • Opt out of non-essential communications To do this, contact us at [tribaltrading69@gmail.com]. ________________________________________ 6. Children's Privacy This website is not intended for children under 18. We do not knowingly collect personal data from minors. ________________________________________ 7. International Users Our servers may be located outside your country. By using our service, you consent to your data being transferred and stored accordingly. ________________________________________ 8. Changes to This Policy We may update this Privacy Policy occasionally. Check back for updates. If significant changes are made, we'll notify you. ________________________________________ 9. Contact Us If you have questions or concerns about this policy, contact us at: tribaltrading69@gmail.com

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SEC Form Types Guide

📄 Financial & Periodic Reports
10-K – Annual report (required for all public companies)

10-Q – Quarterly report (filed 3 times per year between 10-Ks)

8-K – Current report for major events (e.g., earnings, leadership changes)
📈 Ownership & Insider Trading
Form 4 – Insider trades by officers, directors, or 10%+ shareholders

Form 4/A – Amended insider trading form

SC 13D – Disclosure of >5% ownership with intent to influence

SC 13G – Disclosure of >5% passive ownership (common for funds)

13F-HR – Quarterly report of holdings by large institutional investors (>$100M AUM)
💼 Securities Registration
S-1 – Used for IPOs and some secondary offerings

S-3 – Simplified registration for seasoned issuers

S-8 – Registering employee stock plans

424B2, 424B3, 424B5 – Variants of prospectuses filed in relation to public offerings
🌍 Foreign Issuer Reports
6-K – Current reports by foreign issuers

20-F – Annual report for foreign private issuers

40-F – Annual report for Canadian issuers under MJDS
🗳️ Proxy Statements
DEF 14A – Definitive proxy statement for shareholder meetings

DEFA14A – Additional proxy materials (usually supplemental or amended)
🧾 Mutual Funds / Investment Companies
N-PORT – Monthly portfolio holdings (replaced N-Q)

N-CSR – Fund's certified annual/semiannual shareholder reports